Revised to reflect the SEC's the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook is totally up to date. It is a comprehensive secondary source for the study of Securities Regulation. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book ...
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Revised to reflect the SEC's the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook is totally up to date. It is a comprehensive secondary source for the study of Securities Regulation. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.
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Add this copy of The Law of Securities Regulation (Hornbooks) to cart. $137.10, good condition, Sold by Big River Books rated 5.0 out of 5 stars, ships from Powder Springs, GA, UNITED STATES, published 2020 by West Academic Press.
Add this copy of The Law of Securities Regulation (Hornbooks) to cart. $143.76, very good condition, Sold by BooksRun rated 5.0 out of 5 stars, ships from Philadelphia, PA, UNITED STATES, published 2020 by West Academic Publishing.
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Add this copy of The Law of Securities Regulation (Hornbooks) to cart. $105.05, good condition, Sold by ThriftBooks-Baltimore rated 4.0 out of 5 stars, ships from Halethorpe, MD, UNITED STATES, published 2016 by West Academic Publishing.
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Good. Hornbook Series . Intended for professional and scholarly audience. Ships SAME or NEXT business day. We Ship to APO/FPO addr. Choose EXPEDITED shipping and receive in 2-5 business days within the United States. See our member profile for customer support contact info. We have an easy return policy.
Add this copy of The Law of Securities Regulation to cart. $109.55, fair condition, Sold by TextbookRush rated 4.0 out of 5 stars, ships from Grandview Hts, OH, UNITED STATES, published 2016 by West Academic Press.
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Fair. Hornbook Series . Intended for professional and scholarly audience. Ships SAME or NEXT business day. We Ship to APO/FPO addr. Choose EXPEDITED shipping and receive in 2-5 business days within the United States. See our member profile for customer support contact info. We have an easy return policy.
Add this copy of The Law of Securities Regulation (Hornbooks) to cart. $193.55, good condition, Sold by Bonita rated 4.0 out of 5 stars, ships from Newport Coast, CA, UNITED STATES, published 2016 by West Academic Publishing.
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Good. Sewn binding. Cloth over boards. 862 p. Hornbooks (Hardcover). Audience: General/trade. HARD COVER (OF10515) FOLLOWING SPECIAL DESCRIPTION CAREFULLY! This sale is for a HARDCOVER used Book: This used book pages may be Contains writing Marking, Highlight, Answers for most Questions, Notes, Names, Marker s Marks, and/Under-lining: Binding Cover(good) Tips and front & back cover are (Good): Jacket cover (Good). You will be at most 65% satisfied this item, or your money back guarantee.
Add this copy of The Law of Securities Regulation (Hornbooks) to cart. $114.01, good condition, Sold by Bonita rated 4.0 out of 5 stars, ships from Newport Coast, CA, UNITED STATES, published 2009 by West Academic Publishing.