Covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation developments. In addition to the leading cases and SEC developments, the book has been significantly revised for accessibility, and includes explanatory material to guide the student through this complex maze of regulation.
Read More
Covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation developments. In addition to the leading cases and SEC developments, the book has been significantly revised for accessibility, and includes explanatory material to guide the student through this complex maze of regulation.
Read Less
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