This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission (SEC), jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interests covered, registration statements, exemptions from registration requirements, and liabilities). It also discusses the Securities Exchange Act of 1934 (including rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on ...
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This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission (SEC), jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interests covered, registration statements, exemptions from registration requirements, and liabilities). It also discusses the Securities Exchange Act of 1934 (including rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and SEC enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.
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Add this copy of Gilbert Law Summaries on Securities Regulation to cart. $30.44, fair condition, Sold by BooksRun rated 4.0 out of 5 stars, ships from Philadelphia, PA, UNITED STATES, published 2023 by Gilbert.
