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Financial Services Regulation in Practice

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Financial Services Regulation in Practice - Morris, Simon
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This book explains how to deal with legal, compliance, and enforcement issues faced by banks and other financial institutions and their legal advisers. It focuses on the practical application of the generally applicable regulations and rules under the Financial Services and Markets Act 2000 governing the financial services sector as it changed and developed during and after the financial crisis. The book considers the key changes made by the Financial Services Act 2012 and the Financial Services (Banking Reform) Act 2013 ...

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Financial Services Regulation in Practice 2016, Oxford University Press, Oxford

ISBN-13: 9780199688753

Hardcover