Previously entitled Risk-Based Compliance, this unique guide to the role of risk-based Financial Services Authority (FSA) regulation compliance in the UK financial services industry has been fully updated and comprehensively rewritten. Focusing on the latest due diligence mechanisms, this specialist guide ensures financial services organizations can accurately and confidently comply with their legal responsibilities. The advice and information includes: operating a risk-based approach to regulation, FSA supervision of ...
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Previously entitled Risk-Based Compliance, this unique guide to the role of risk-based Financial Services Authority (FSA) regulation compliance in the UK financial services industry has been fully updated and comprehensively rewritten. Focusing on the latest due diligence mechanisms, this specialist guide ensures financial services organizations can accurately and confidently comply with their legal responsibilities. The advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.
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Add this copy of Financial Services Authority Regulation and Risk-Based to cart. $18.63, very good condition, Sold by Prominent Trading Company rated 4.0 out of 5 stars, ships from Hereford, HEREFORDSHIRE, UNITED KINGDOM, published 2006 by Tottel Publishing.
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Very good. CREASE ON FRONT COVER Next day dispatch (mon-fri). Please note orders sent to Netherlands or Sweden take slightly longer than the Amazon estimated delivery date.
Add this copy of Financial Services Authority Regulation and Risk-Based to cart. $25.53, very good condition, Sold by Marches Books rated 5.0 out of 5 stars, ships from Hereford, HEREFORDSHIRE, UNITED KINGDOM, published 2006 by Tottel Publishing.
Add this copy of Financial Services Authority Regulation and Risk-Based to cart. $121.15, new condition, Sold by Media Smart rated 4.0 out of 5 stars, ships from Hawthorne, CA, UNITED STATES, published 2006 by Bloomsbury Publishing.
